SEC Form 4 · accession 0001179110-15-002791
COHERENT INC · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan M. James
Director
Period of report
Feb 15, 2015
Accepted (ET)
Feb 18, 2015 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2015 | M | 3,500 | $0.00 | A | 9,000 | D | |
| Common StockF1,F2 | Feb 17, 2015 | S | 3,400 | $64.7578 | D | 5,600 | D | |
| Common StockF1 | Feb 17, 2015 | S | 100 | $65.45 | D | 5,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | $0.00 | Feb 15, 2015 | M | 3,500 | D | Feb 15, 2015 | Feb 15, 2015 | Common Stock | 3,500 | 0 | D |
Explanation of responses
- F1Sold Pursuant to a Rule 10b5-1 sales plan adopted on November 14, 2013.
- F2Represents the weighted average sales price for the shares. The range of prices for such sales was $64.21 to $65.00. The reporting person will provide upon request full information regarding the number of shares sold at each separate price
- F3Reporting Person received one share of common stock for each RSU that vested.