SEC Form 4 · accession 0001127602-19-008076
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernhard Goepelt
Officer — Senior VP, General Counsel
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par ValueF1 | Feb 21, 2019 | A | 30,254 | $0.00 | A | 138,504 | D | |
| Common Stock, $.25 Par ValueF2 | holding | — | — | — | 2,154 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $45.435 | Feb 21, 2019 | A | 53,411 | A | — | Feb 21, 2029 | Common Stock, $.25 Par Value | 53,411 | 53,411 | D |
| Hypothetical SharesF6,F4,F5 | — | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 1,872 | 1,872 | I |
Explanation of responses
- F1These shares represent common stock of The Coca-Cola Company issuable upon vesting of performance share units that were issued to the reporting person in connection with the attainment of the performance criteria underlying performance share units granted for the 2016-2018 performance period. These performance share units vest in February 2020.
- F2Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of February 20, 2019.
- F3Option (with tax withholding right) granted on February 21, 2019 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date.
- F4Each hypothetical share is equal to one share of common stock of The Coca-Cola Company.
- F5There is no data applicable with respect to the hypothetical shares.
- F6As of February 20, 2019.