SEC Form 4 · accession 0001127602-18-013323
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Kotick
Director
Period of report
Mar 29, 2018
Accepted (ET)
Apr 2, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | holding | — | — | — | 70,000 | D | ||
| Common Stock, $.25 Par Value | holding | — | — | — | 18 | I | By daughter through UTMA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F4,F1,F3 | $0.00 | Mar 29, 2018 | A | 5,733 | A | — | — | Common Stock, $.25 Par Value | 5,733 | 43,003 | D |
Explanation of responses
- F1Each phantom share unit is economically equivalent to one share of Common Stock.
- F2Phantom share units credited to the reporting person under The Coca-Cola Company Directors' Plan effective January 1, 2013 (the "Directors' Plan") for 2018 compensation, which may include voluntary deferred compensation.
- F3The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board.
- F4This number includes phantom share units accrued through December 15, 2017 under the Directors' Plan as result of crediting phantom dividends.