SEC Form 4 · accession 0001127602-18-007091
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernhard Goepelt
Officer — Senior VP, General Counsel
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 3:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par ValueF1 | Feb 15, 2018 | A | 22,447 | $0.00 | A | 109,899 | D | |
| Common Stock, $.25 Par ValueF2 | Feb 16, 2018 | F | 10,746 | $45.18 | D | 99,153 | D | |
| Common Stock, $.25 Par ValueF3 | holding | — | — | — | 1,355 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $44.475 | Feb 15, 2018 | A | 21,609 | A | — | Feb 15, 2028 | Common Stock, $.25 Par Value | 21,609 | 21,609 | D |
| Hypothetical SharesF7,F5,F6 | — | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 1,297 | 1,297 | I |
Explanation of responses
- F1These shares represent common stock of The Coca-Cola Company issuable upon vesting of performance share units that were issued to the reporting person in connection with the attainment of the performance criterion underlying performance share units granted for the 2015-2017 performance period. These performance share units vest in February 2019.
- F2Represents shares withheld to satisfy tax liabilities upon the vesting of performance share units issued on February 16, 2017 under the 2014-2016 performance share unit program.
- F3Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of February 15, 2018.
- F4Option (with tax withholding right) granted on February 15, 2018 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date.
- F5Each hypothetical share is equal to one share of common stock of The Coca-Cola Company.
- F6There is no data applicable with respect to the hypothetical shares.
- F7As of February 15, 2018.