SEC Form 4 · accession 0001127602-18-001060
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernhard Goepelt
Officer — Senior VP, General Counsel
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 3:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Jan 2, 2018 | M | 27,964 | $29.0725 | A | 108,720 | D | |
| Common Stock, $.25 Par Value | Jan 2, 2018 | F | 21,268 | $45.90 | D | 87,452 | D | |
| Common Stock, $.25 Par ValueF2 | holding | — | — | — | 1,311 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $29.0725 | Jan 2, 2018 | M | 27,964 | D | — | Feb 20, 2018 | Common Stock, $.25 Par Value | 27,964 | 0 | D |
| Hypothetical SharesF6,F4,F5 | — | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 1,280 | 1,280 | I |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 3, 2017.
- F2Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of January 2, 2018.
- F3Option (with tax withholding right) granted on February 21, 2008 under The Coca-Cola Company 1999 Stock Option Plan. One-fourth of grant became exercisable on the first, second, third and fourth anniversaries of the grant date.
- F4Each hypothetical share is equal to one share of common stock of The Coca-Cola Company.
- F5There is no data applicable with respect to the hypothetical shares.
- F6As of January 2, 2018.