SEC Form 4 · accession 0001127602-17-025537
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathy N Waller
Officer — Executive VP, CFO
Period of report
Aug 10, 2017
Accepted (ET)
Aug 14, 2017 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Aug 10, 2017 | M | 12,632 | $22.3275 | A | 109,508 | D | |
| Common Stock, $.25 Par Value | Aug 10, 2017 | S | 8,952 | $45.77 | D | 100,556 | D | |
| Common Stock, $.25 Par ValueF2 | holding | — | — | — | 16,355 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $22.3275 | Aug 10, 2017 | M | 12,632 | D | — | Dec 17, 2017 | Common Stock, $.25 Par Value | 12,632 | 0 | D |
| Hypothetical SharesF6,F4,F5 | — | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 8,144 | 8,144 | I |
Explanation of responses
- F1The reporting person sold a sufficient number of shares to satisfy the option exercise cost, taxes and brokerage fees and commissions. The net resulting shares were not sold by the reporting person.
- F2Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of August 10, 2017.
- F3Option (with tax withholding right) granted on December 18, 2002 under The Coca-Cola Company 2002 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date.
- F4Each hypothetical share is equal to one share of common stock of The Coca-Cola Company.
- F5There is no data applicable with respect to the hypothetical shares.
- F6As of August 10, 2017.