SEC Form 4 · accession 0001127602-17-024724
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernhard Goepelt
Officer — Senior VP, General Counsel
Period of report
Aug 1, 2017
Accepted (ET)
Aug 2, 2017 · 3:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Aug 1, 2017 | M | 11,626 | $22.3275 | A | 89,755 | D | |
| Common Stock, $.25 Par Value | Aug 1, 2017 | F | 8,999 | $45.97 | D | 80,756 | D | |
| Common Stock, $.25 Par ValueF1 | holding | — | — | — | 1,290 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $22.3275 | Aug 1, 2017 | M | 11,626 | D | — | Dec 17, 2017 | Common Stock, $.25 Par Value | 11,626 | 0 | D |
| Hypothetical SharesF5,F3,F4 | — | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 1,111 | 1,111 | I |
Explanation of responses
- F1Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of July 31, 2017.
- F2Option (with tax withholding right) granted on December 18, 2002 under The Coca-Cola Company 2002 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date.
- F3Each hypothetical share is equal to one share of common stock of The Coca-Cola Company.
- F4There is no data applicable with respect to the hypothetical shares.
- F5As of July 31, 2017.