SEC Form 4 · accession 0001127602-17-024308
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Randazza
Officer — Principal Accounting Officer
Period of report
Jul 27, 2017
Accepted (ET)
Jul 28, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Jul 27, 2017 | M | 8,072 | $21.60 | A | 26,567 | D | |
| Common Stock, $.25 Par Value | Jul 27, 2017 | M | 16,084 | $27.7675 | A | 42,651 | D | |
| Common Stock, $.25 Par ValueF1 | Jul 27, 2017 | S | 24,156 | $46.0137 | D | 18,495 | D | |
| Common Stock, $.25 Par ValueF2 | holding | — | — | — | 14,818 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $21.60 | Jul 27, 2017 | M | 8,072 | D | — | Feb 18, 2019 | Common Stock, $.25 Par Value | 8,072 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $27.7675 | Jul 27, 2017 | M | 16,084 | D | — | Feb 17, 2020 | Common Stock, $.25 Par Value | 16,084 | 0 | D |
| Hypothetical SharesF7,F5,F6 | — | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 2,928 | 2,928 | I |
Explanation of responses
- F1The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.035. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F2Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of July 26, 2017.
- F3Option (with tax withholding right) granted on February 19, 2009 under The Coca-Cola Company 2002 Stock Option Plan. One-fourth of grant became exercisable on the first, second, third and fourth anniversaries of the grant date.
- F4Option (with tax withholding right) granted on February 18, 2010 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date.
- F5Each hypothetical share is equal to one share of common stock of The Coca-Cola Company.
- F6There is no data applicable with respect to the hypothetical shares.
- F7As of July 26, 2017.