SEC Form 4 · accession 0001127602-17-021563
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beatriz R Perez
Officer — Senior Vice President
Period of report
Jun 14, 2017
Accepted (ET)
Jun 16, 2017 · 1:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Jun 14, 2017 | M | 29,282 | $29.0725 | A | 118,000 | D | |
| Common Stock, $.25 Par ValueF2 | Jun 14, 2017 | S | 29,282 | $45.2032 | D | 88,718 | D | |
| Common Stock, $.25 Par ValueF3 | holding | — | — | — | 17,010 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $29.0725 | Jun 14, 2017 | M | 29,282 | D | — | Feb 20, 2018 | Common Stock, $.25 Par Value | 29,282 | 0 | D |
| Hypothetical SharesF7,F5,F6 | — | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 4,591 | 4,591 | I |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 15, 2017.
- F2The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $45.17 to $45.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F3Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of June 14, 2017.
- F4Option (with tax withholding right) granted on February 21, 2008 under The Coca-Cola Company 2002 Stock Option Plan. One-fourth of grant became exercisable on the first, second, third and fourth anniversaries of the grant date.
- F5Each hypothetical share is equal to one share of common stock of The Coca-Cola Company.
- F6There is no data applicable with respect to the hypothetical shares.
- F7As of June 14, 2017.