SEC Form 4 · accession 0001127602-17-014007
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Weinberg
Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | holding | — | — | — | 355,214 | D | ||
| Common Stock, $.25 Par ValueF1 | holding | — | — | — | 3,540,000 | I | By Family Limited Partnerships | |
| Common Stock, $.25 Par ValueF2 | holding | — | — | — | 3,000,000 | I | By Family Trusts | |
| Common Stock, $.25 Par Value | holding | — | — | — | 1,152,930 | I | By Family Member's Living Trust | |
| Common Stock, $.25 Par ValueF3 | holding | — | — | — | 2,466,558 | I | By Family Member's Marital Grantor Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF5,F7,F4,F6 | — | Mar 31, 2017 | A | 5,877 | A | — | — | Common Stock, $.25 Par Value | 5,877 | 16,692 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F2The reported securities are held in three trusts of which the reporting person is one of three trustees. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F3The reporting person is one of three trustees and holds a remainder interest in the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F4Each phantom share unit is economically equivalent to one share of Common Stock.
- F5Phantom share units credited to the reporting person under The Coca-Cola Company Directors' Plan effective January 1, 2013 (the "Directors' Plan") for 2017 compensation, which may include voluntary deferred compensation.
- F6The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board.
- F7This number includes phantom share units accrued through December 15, 2016 under the Directors' Plan as result of crediting phantom dividends.