SEC Form 4 · accession 0001127602-17-013931
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ana Botin
Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par ValueF1 | holding | — | — | — | 2,500 | I | By Spanish limited company |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F5,F2,F4 | $0.00 | Mar 31, 2017 | A | 5,877 | A | — | — | Common Stock, $.25 Par Value | 5,877 | 27,014 | D |
Explanation of responses
- F1These shares are held by a Spanish limited company in which the reporting person indirectly holds a majority of the economic interest and over which she has investment control.
- F2Each phantom share unit is economically equivalent to one share of Common Stock.
- F3Phantom share units credited to the reporting person under The Coca-Cola Company Directors' Plan effective January 1, 2013 (the "Directors' Plan") for 2017 compensation, which may include voluntary deferred compensation.
- F4The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board.
- F5This number includes phantom share units accrued through December 15, 2016 under the Directors' Plan as result of crediting phantom dividends.