SEC Form 4 · accession 0001127602-17-013879
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herbert A Allen
Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | holding | — | — | — | 12,000,000 | D | ||
| Common Stock, $.25 Par ValueF1 | holding | — | — | — | 37,531 | I | By family member | |
| Common Stock, $.25 Par ValueF2 | holding | — | — | — | 6,000,000 | I | Allen & Company Incorporated |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF4,F6,F3,F5 | $0.00 | Mar 31, 2017 | A | 4,701 | A | — | — | Common Stock, $.25 Par Value | 4,701 | 84,815 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F2Shares owned by Allen & Company Incorporated, an affiliate of Allen Holding Inc., of which the reporting person is a principal shareholder. The filing of this statement shall not be deemed an admission that the reporting person is for purposes of Section 16 of the 1934 Act or otherwise, the beneficial owner of such securities.
- F3Each phantom share unit is economically equivalent to one share of Common Stock.
- F4Phantom share units credited to the reporting person under The Coca-Cola Company Directors' Plan effective January 1, 2013 (the "Directors' Plan") for 2017 compensation, which may include voluntary deferred compensation.
- F5The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board.
- F6This number includes phantom share units accrued through December 15, 2016 under the Directors' Plan as result of crediting phantom dividends.