SEC Form 4 · accession 0001127602-17-007295
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clyde C Tuggle
Officer — Senior Vice President
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 2:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par ValueF1 | Feb 16, 2017 | A | 42,460 | $0.00 | A | 281,462 | D | |
| Common Stock, $.25 Par ValueF2 | holding | — | — | — | 2,008 | I | By Trusts | |
| Common Stock, $.25 Par ValueF3 | holding | — | — | — | 31,213 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $40.89 | Feb 16, 2017 | A | 86,467 | A | — | Feb 15, 2027 | Common Stock, $.25 Par Value | 86,467 | 86,467 | D |
| Hypothetical SharesF7,F5,F6 | — | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 15,144 | 15,144 | I |
Explanation of responses
- F1These shares represent common stock of The Coca-Cola Company issuable upon vesting of performance share units that were issued to the reporting person in connection with the attainment of the performance criterion underlying performance share units granted for the 2014-2016 performance period. These performance share units vest in February 2018.
- F2Shares held in trusts, of which the reporting person's brother is the trustee, for the benefit of each of the reporting person's two children.
- F3Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of February 15, 2017.
- F4Option (with tax withholding right) granted on February 16, 2017 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date.
- F5Each hypothetical share is equal to one share of Common Stock of The Coca-Cola Company.
- F6There is no data applicable with respect to the hypothetical shares.
- F7As of February 15, 2017.