SEC Form 4 · accession 0001127602-17-007268
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ahmet Muhtar Kent
Officer — Chairman & CEO · Director
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 2:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par ValueF1 | Feb 16, 2017 | A | 300,940 | $0.00 | A | 703,223 | D | |
| Common Stock, $.25 Par ValueF2 | holding | — | — | — | 82,083 | I | By 401(k) Plan | |
| Common Stock, $.25 Par ValueF3 | holding | — | — | — | 129,000 | I | By Trust | |
| Common Stock, $.25 Par ValueF4 | holding | — | — | — | 134,000 | I | By Wife's Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $40.89 | Feb 16, 2017 | A | 482,606 | A | — | Feb 15, 2027 | Common Stock, $.25 Par Value | 482,606 | 482,606 | D |
| Hypothetical SharesF8,F6,F7 | $0.00 | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 65,062 | 65,062 | I |
Explanation of responses
- F1These shares represent common stock of The Coca-Cola Company issuable upon vesting of performance share units that were issued to the reporting person in connection with the attainment of the performance criterion underlying performance share units granted for the 2014-2016 performance period. These performance share units vest in February 2018.
- F2Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of February 15, 2017.
- F3These shares are held in trust for the benefit of the reporting person's wife and children. An independent trust company is trustee of the trust. The filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F4These shares are held in trust for the benefit of the reporting person and his children. An independent trust company is trustee of the trust.
- F5Option (with tax withholding right) granted on February 16, 2017 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date.
- F6Each hypothetical share is equal to one share of Common Stock of The Coca-Cola Company.
- F7There is no data applicable with respect to the hypothetical shares.
- F8As of February 15, 2017.