SEC Form 4 · accession 0001127602-17-007265
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Alexander Douglas Jr.
Officer — Executive Vice President
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 1:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par ValueF1 | Feb 16, 2017 | A | 86,143 | $0.00 | A | 297,436 | D | |
| Common Stock, $.25 Par Value | holding | — | — | — | 2,800 | I | By Wife | |
| Common Stock, $.25 Par ValueF2 | holding | — | — | — | 11,404 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $40.89 | Feb 16, 2017 | A | 132,717 | A | — | Feb 15, 2027 | Common Stock, $.25 Par Value | 132,717 | 132,717 | D |
| Hypothetical SharesF6,F4,F5 | — | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 24,778 | 24,778 | I |
Explanation of responses
- F1Includes 68,275 shares of common stock of The Coca-Cola Company issuable upon vesting of performance share units that were issued to the reporting person in connection with the attainment of the performance criterion underlying performance share units granted for the 2014-2016 performance period. Also includes 17,868 shares of common stock of The Coca-Cola Company issuable upon the release of performance share units that were earned by the reporting person when the performance metric underlying performance share units granted for the 2016 performance period, under a three-year award granted in February 2014, was met. All 86,143 performance share units vest in February 2018.
- F2Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of February 15, 2017.
- F3Option (with tax withholding right) granted on February 16, 2017 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date.
- F4Each hypothetical share is equal to one share of common stock of The Coca-Cola Company.
- F5There is no data applicable with respect to the hypothetical shares.
- F6As of February 15, 2017.