SEC Form 5 · accession 0001127602-17-004988
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Kotick
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 10, 2017 · 2:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | May 11, 2016 | L | 51 | $44.9975 | A | 70,000 | D | |
| Common Stock, $.25 Par Value | May 12, 2016 | G | 51 | $0.00 | D | 70,000 | D | |
| Common Stock, $.25 Par Value | holding | — | — | — | 18 | I | By daughter through UTMA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F1,F2 | $0.00 | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 30,183 | 30,183 | D |
Explanation of responses
- F1Each phantom share unit is economically equivalent to one share of Common Stock.
- F2The phantom share units credited under The Coca-Cola Company Directors' Plan effective January 1, 2013 (the "Directors' Plan") are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board.
- F3This number includes phantom share units accrued under the Directors' Plan as a result of crediting phantom dividends.