SEC Form 4 · accession 0001127602-16-066378
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernhard Goepelt
Officer — Senior VP, General Counsel
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 2:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Nov 4, 2016 | M | 72,000 | $23.92 | A | 106,610 | D | |
| Common Stock, $.25 Par Value | Nov 4, 2016 | S | 8,943 | $41.75 | D | 97,667 | D | |
| Common Stock, $.25 Par Value | Nov 4, 2016 | F | 47,036 | $41.83 | D | 50,631 | D | |
| Common Stock, $.25 Par ValueF2 | holding | — | — | — | 613 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $23.92 | Nov 4, 2016 | M | 72,000 | D | — | Feb 14, 2017 | Common Stock, $.25 Par Value | 72,000 | 0 | D |
| Hypothetical SharesF6,F4,F5 | — | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 600 | 600 | I |
Explanation of responses
- F1The reporting person sold shares to satisfy a portion of the option exercise cost, taxes and brokerage fees and commissions.
- F2Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of November 4, 2016.
- F3Option (with tax withholding right) granted on February 15, 2007 under The Coca-Cola Company 1999 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date.
- F4Each hypothetical share is equal to one share of common stock of The Coca-Cola Company.
- F5There is no data applicable with respect to the hypothetical shares.
- F6As of November 4, 2016.