SEC Form 4 · accession 0001127602-16-056081
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Alexander Douglas Jr.
Officer — Executive Vice President
Period of report
Jun 20, 2016
Accepted (ET)
Jun 22, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Jun 20, 2016 | M | 80,382 | $29.0725 | A | 291,675 | D | |
| Common Stock, $.25 Par Value | Jun 20, 2016 | M | 144,390 | $27.7675 | A | 436,065 | D | |
| Common Stock, $.25 Par Value | Jun 20, 2016 | M | 347,976 | $31.9975 | A | 784,041 | D | |
| Common Stock, $.25 Par Value | Jun 20, 2016 | S | 572,748 | $45.25 | D | 211,293 | D | |
| Common Stock, $.25 Par Value | holding | — | — | — | 2,800 | I | By Wife | |
| Common Stock, $.25 Par ValueF2 | holding | — | — | — | 11,055 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $29.0725 | Jun 20, 2016 | M | 80,382 | D | — | Feb 20, 2018 | Common Stock, $.25 Par Value | 80,382 | 59,568 | D |
| Employee Stock Option (Right to Buy)F4 | $27.7675 | Jun 20, 2016 | M | 144,390 | D | — | Feb 17, 2020 | Common Stock, $.25 Par Value | 144,390 | 97,210 | D |
| Employee Stock Option (Right to Buy)F5 | $31.9975 | Jun 20, 2016 | M | 347,976 | D | — | Feb 16, 2021 | Common Stock, $.25 Par Value | 347,976 | 101,824 | D |
| Hypothetical SharesF8,F6,F7 | — | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 23,864 | 23,864 | I |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 19, 2016.
- F2Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of June 17, 2016.
- F3Option (with tax withholding right) granted on February 21, 2008 under The Coca-Cola Company 1999 Stock Option Plan. One-fourth of grant became exercisable on the first, second, third and fourth anniversaries of the grant date.
- F4Option (with tax withholding right) granted on February 18, 2010 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date.
- F5Option (with tax withholding right) granted on February 17, 2011 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date.
- F6Each hypothetical share is equal to one share of common stock of The Coca-Cola Company.
- F7There is no data applicable with respect to the hypothetical shares.
- F8As of June 17, 2016.