SEC Form 4 · accession 0001127602-16-049156
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Alexander Douglas Jr.
Officer — Executive Vice President
Period of report
Apr 8, 2016
Accepted (ET)
Apr 12, 2016 · 3:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Apr 8, 2016 | M | 50,000 | $29.0725 | A | 261,293 | D | |
| Common Stock, $.25 Par Value | Apr 8, 2016 | M | 30,000 | $27.7675 | A | 291,293 | D | |
| Common Stock, $.25 Par Value | Apr 8, 2016 | S | 80,000 | $46.95 | D | 211,293 | D | |
| Common Stock, $.25 Par Value | holding | — | — | — | 2,800 | I | By Wife | |
| Common Stock, $.25 Par ValueF2 | holding | — | — | — | 11,055 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $29.0725 | Apr 8, 2016 | M | 50,000 | D | — | Feb 20, 2018 | Common Stock, $.25 Par Value | 50,000 | 139,950 | D |
| Employee Stock Option (Right to Buy)F4 | $27.7675 | Apr 8, 2016 | M | 30,000 | D | — | Feb 17, 2020 | Common Stock, $.25 Par Value | 30,000 | 241,600 | D |
| Hypothetical SharesF7,F5,F6 | — | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 23,747 | 23,747 | I |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 18, 2015.
- F2Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of April 7, 2016.
- F3Option (with tax withholding right) granted on February 21, 2008 under The Coca-Cola Company 1999 Stock Option Plan. One-fourth of grant became exercisable on the first, second, third and fourth anniversaries of the grant date.
- F4Option (with tax withholding right) granted on February 18, 2010 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date.
- F5Each hypothetical share is equal to one share of common stock of The Coca-Cola Company.
- F6There is no data applicable with respect to the hypothetical shares.
- F7As of April 7, 2016.