SEC Form 4 · accession 0001127602-16-048805
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Weinberg
Director
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | holding | — | — | — | 355,214 | D | ||
| Common Stock, $.25 Par ValueF1 | holding | — | — | — | 3,540,000 | I | By family limited partnerships | |
| Common Stock, $.25 Par ValueF2 | holding | — | — | — | 3,000,000 | I | By family trusts | |
| Common Stock, $.25 Par ValueF3 | holding | — | — | — | 505,764 | I | By family member's grantor retained annuity trust | |
| Common Stock, $.25 Par ValueF3 | holding | — | — | — | 647,166 | I | By family member's living trust | |
| Common Stock, $.25 Par ValueF4 | holding | — | — | — | 2,466,558 | I | By family member's marital grantor trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF5,F6 | $0.00 | Apr 1, 2016 | A | 5,456 | A | — | — | Common Stock, $.25 Par Value | 5,456 | 10,554 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F2The reported securities are held in three trusts of which the reporting person is one of three trustees. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F3On March 4, 2016, a family member's grantor retained annuity trust transferred 494,236 shares to a family member's living trust.
- F4The reporting person is one of three trustees and holds a remainder interest in the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F5Each phantom share unit is economically equivalent to one share of Common Stock.
- F6The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board.