SEC Form 4 · accession 0001127602-16-048775
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ana Botin
Director
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 3:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par ValueF1 | holding | — | — | — | 2,500 | I | By Spanish limited company |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F2,F4 | $0.00 | Apr 1, 2016 | A | 5,532 | A | — | — | Common Stock, $.25 Par Value | 5,532 | 20,628 | D |
Explanation of responses
- F1These shares are held by a Spanish limited company in which the reporting person indirectly holds a majority of the economic interest and over which she has investment control.
- F2Each phantom share unit is economically equivalent to one share of Common Stock.
- F3Consists of 5,377.5005 phantom share units credited to the reporting person under The Coca-Cola Company Directors' Plan effective January 1, 2013 (the "Directors' Plan") for 2016 compensation, which may include voluntary deferred compensation, and 154.1363 phantom share units accrued under the Directors' Plan as a result of crediting phantom dividends.
- F4The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board.