SEC Form 4 · accession 0001127602-16-046717
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ed Hays
Officer — Senior Vice President
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 2:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Mar 15, 2016 | M | 28,216 | $21.60 | A | 33,228 | D | |
| Common Stock, $.25 Par Value | Mar 15, 2016 | S | 28,216 | $45.50 | D | 5,012 | D | |
| Common Stock, $.25 Par ValueF2 | holding | — | — | — | 15,953 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $21.60 | Mar 15, 2016 | M | 28,216 | D | — | Feb 18, 2019 | Common Stock, $.25 Par Value | 28,216 | 0 | D |
| Hypothetical SharesF6,F4,F5 | $0.00 | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 6,818 | 6,818 | I |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 2, 2016.
- F2Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of March 14, 2016.
- F3Option (with tax withholding right) granted on February 19, 2009 under The Coca-Cola Company 2002 Stock Option Plan. One-fourth of grant became exercisable on the first, second, third and fourth anniversaries of the grant date.
- F4Each hypothetical share is equal to one share of common stock of The Coca-Cola Company.
- F5There is no data applicable with respect to the hypothetical shares.
- F6As of March 14, 2016.