SEC Form 4 · accession 0001127602-16-046229
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathy N Waller
Officer — Executive VP, CFO
Period of report
Mar 10, 2016
Accepted (ET)
Mar 14, 2016 · 2:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Mar 10, 2016 | M | 16,920 | $24.105 | A | 70,445 | D | |
| Common Stock, $.25 Par Value | Mar 10, 2016 | S | 12,900 | $45.00 | D | 57,545 | D | |
| Common Stock, $.25 Par ValueF2 | holding | — | — | — | 15,251 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $24.105 | Mar 10, 2016 | M | 16,920 | D | — | May 29, 2016 | Common Stock, $.25 Par Value | 16,920 | 0 | D |
| Hypothetical SharesF6,F4,F5 | — | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 5,463 | 5,463 | I |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 20, 2015. The reporting person sold a sufficient number of shares to satisfy the option exercise cost, taxes and brokerage fees and commissions. The net resulting shares were not sold by the reporting person.
- F2Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of March 9, 2016.
- F3Option (with tax withholding right) granted on May 30, 2001 under The Coca-Cola Company 1999 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date.
- F4Each hypothetical share is equal to one share of common stock of The Coca-Cola Company.
- F5There is no data applicable with respect to the hypothetical shares.
- F6As of March 9, 2016.