SEC Form 4 · accession 0001127602-16-045024
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander B Cummings Jr.
Officer — Executive Vice President
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 1:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Mar 2, 2016 | M | 320,000 | $21.60 | A | 320,000 | D | |
| Common Stock, $.25 Par ValueF1 | Mar 2, 2016 | S | 320,000 | $43.6828 | D | 0 | D | |
| Common Stock, $.25 Par Value | Mar 3, 2016 | M | 258,290 | $21.60 | A | 258,290 | D | |
| Common Stock, $.25 Par Value | Mar 3, 2016 | M | 61,710 | $27.7675 | A | 320,000 | D | |
| Common Stock, $.25 Par ValueF2 | Mar 3, 2016 | S | 320,000 | $43.7638 | D | 0 | D | |
| Common Stock, $.25 Par Value | holding | — | — | — | 50,000 | I | By grantor retained annuity trust | |
| Common Stock, $.25 Par ValueF3 | holding | — | — | — | 197,130 | I | By Trust | |
| Common Stock, $.25 Par ValueF4 | holding | — | — | — | 18,200 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $21.60 | Mar 2, 2016 | M | 320,000 | D | — | Feb 18, 2019 | Common Stock, $.25 Par Value | 320,000 | 258,290 | D |
| Employee Stock Option (Right to Buy)F5 | $21.60 | Mar 3, 2016 | M | 258,290 | D | — | Feb 18, 2019 | Common Stock, $.25 Par Value | 258,290 | 0 | D |
| Employee Stock Option (Right to Buy)F6 | $27.7675 | Mar 3, 2016 | M | 61,710 | D | — | Feb 17, 2020 | Common Stock, $.25 Par Value | 61,710 | 308,090 | D |
| Hypothetical SharesF9,F7,F8 | $0.00 | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 26,147 | 26,147 | I |
Explanation of responses
- F1The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $43.50 to $43.755. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F2The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $43.55 to $43.97. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F3Shares held in a trust of which the reporting person and his wife are the sole trustees and beneficiaries.
- F4Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of March 2, 2016.
- F5Option (with tax withholding right) granted on February 19, 2009 under The Coca-Cola Company 2002 Stock Option Plan. One-fourth of grant became exercisable on the first, second, third and fourth anniversaries of the grant date.
- F6Option (with tax withholding right) granted on February 18, 2010 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date.
- F7Each hypothetical share is equal to one share of common stock of The Coca-Cola Company.
- F8There is no data applicable with respect to the hypothetical shares.
- F9As of March 2, 2016.