SEC Form 4 · accession 0001127602-16-042706
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Alexander Douglas Jr.
Officer — Executive Vice President
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par ValueF1 | Feb 18, 2016 | A | 15,047 | $0.00 | A | 202,971 | D | |
| Common Stock, $.25 Par Value | Feb 22, 2016 | M | 32,000 | $29.0725 | A | 234,971 | D | |
| Common Stock, $.25 Par Value | Feb 22, 2016 | S | 32,000 | $44.00 | D | 202,971 | D | |
| Common Stock, $.25 Par Value | holding | — | — | — | 2,800 | I | By Wife | |
| Common Stock, $.25 Par ValueF3 | holding | — | — | — | 10,836 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $43.515 | Feb 18, 2016 | A | 156,987 | A | — | Feb 17, 2026 | Common Stock, $.25 Par Value | 156,987 | 156,987 | D |
| Employee Stock Option (Right to Buy)F5 | $29.0725 | Feb 22, 2016 | M | 32,000 | D | — | Feb 20, 2018 | Common Stock, $.25 Par Value | 32,000 | 289,950 | D |
| Hypothetical SharesF8,F6,F7 | — | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 22,690 | 22,690 | I |
Explanation of responses
- F1Represents common stock of The Coca-Cola Company issuable upon the release of performance share units that were earned by the reporting person when the performance metric underlying performance share units granted for the 2015 performance period was met.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 18, 2015.
- F3Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of February 17, 2016.
- F4Option (with tax withholding right) granted on February 18, 2016 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date.
- F5Option (with tax withholding right) granted on February 21, 2008 under The Coca-Cola Company 1999 Stock Option Plan. One-fourth of grant became exercisable on the first, second, third and fourth anniversaries of the grant date.
- F6Each hypothetical share is equal to one share of common stock of The Coca-Cola Company.
- F7There is no data applicable with respect to the hypothetical shares.
- F8As of February 17, 2016.