SEC Form 4 · accession 0001127602-15-034403
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ana Botin
Director
Period of report
Dec 15, 2015
Accepted (ET)
Dec 17, 2015 · 2:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par ValueF1 | holding | — | — | — | 2,500 | I | By Spanish limited company |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F2,F4 | $0.00 | Dec 15, 2015 | A | 115 | A | — | — | Common Stock, $.25 Par Value | 115 | 15,096 | D |
Explanation of responses
- F1These shares are held by a Spanish limited company in which the reporting person indirectly holds a majority of the economic interest and over which she has investment control.
- F2Each phantom share unit is economically equivalent to one share of Common Stock.
- F3Phantom share units accrued under The Coca-Cola Company Directors' Plan (the "Directors' Plan") as a result of crediting phantom dividends.
- F4The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board.