SEC Form 4 · accession 0001193125-26-277916
Kardigan, Inc. · KARD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anastasios Gianakakos
Officer — President & CEO · Director
Period of report
Jun 17, 2026
Accepted (ET)
Jun 22, 2026 · 7:17 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0002123613
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 17, 2026 | C | 28,702 | — | A | 5,665,090 | I | By AEG 2021 Trust |
| Common StockF1,F3 | Jun 17, 2026 | C | 41,001 | — | A | 2,422,520 | I | By KCM 2023 Trust |
| Common StockF1,F4 | Jun 17, 2026 | C | 498,692 | — | A | 498,692 | I | By spouse |
| Common Stock | holding | — | — | — | 49,821 | D | ||
| Common StockF5 | holding | — | — | — | 4,778 | I | By Katina Mandas 2024 Qualified Annuity Trust dated April 29, 2024 | |
| Common StockF6 | holding | — | — | — | 1,165,732 | I | By MJA Legacy Trust dated May 6, 2020 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF1,F2 | — | Jun 17, 2026 | C | 18,020 | D | — | — | Common Stock | 28,702 | 0 | I |
| Series A Preferred StockF1,F3 | — | Jun 17, 2026 | C | 25,742 | D | — | — | Common Stock | 41,001 | 0 | I |
| Series B Preferred StockF1,F4 | — | Jun 17, 2026 | C | 313,092 | D | — | — | Common Stock | 498,692 | 0 | I |
Explanation of responses
- F1Each share of Series A Preferred Stock and Series B Preferred Stock (together the "Preferred Stock") was convertible into Common Stock on a 1.5928 for 1 basis at any time at the option of the holder, and automatically converted into the number of shares shown in Column 7 upon the effectiveness of the Issuer's registration statement on Form S-1 relating to its initial public offering on June 17, 2026 and without payment of consideration. The Preferred Stock had no expiration date.
- F2Represents shares held by AEG 2021 Trust. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that he is a beneficial owner of such shares for the purpose of Section 16 of the Exchange Act, or for any other purpose.
- F3Represents shares held by KCM 2023 Trust. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Exchange Act, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that he is a beneficial owner of such shares for the purpose of Section 16 of the Exchange Act, or for any other purpose.
- F4The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Exchange Act, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that he is a beneficial owner of such shares for the purpose of Section 16 of the Exchange Act, or for any other purpose.
- F5Represents shares held by Katina Mandas 2024 Qualified Annuity Trust dated April 29, 2024. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Exchange Act, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that he is a beneficial owner of such shares for the purpose of Section 16 of the Exchange Act, or for any other purpose.
- F6Represents shares held by MJA Legacy Trust dated May 6, 2020. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Exchange Act, except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that he is a beneficial owner of such shares for the purpose of Section 16 of the Exchange Act, or for any other purpose.