SEC Form 4 · accession 0000021175-19-000029
CNA FINANCIAL CORP · CNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas Worman
Officer — EVP & Chief Underwriting Off
Period of report
Mar 7, 2019
Accepted (ET)
Mar 11, 2019 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021175
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 7, 2019 | F | 6,199 | $42.79 | D | 29,817 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.
- F2A review of current holdings of the issuer's common stock reflected a greater number of shares held than previously reported in May 2018; this Form reflects corrected number of shares. There have been no unreported transactions by the Reporting Person in the Issuer's common stock.