SEC Form 4 · accession 0000021175-19-000006
CNA FINANCIAL CORP · CNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Gerard Merten
Officer — EVP, Technology & Operations
Period of report
Jan 30, 2019
Accepted (ET)
Feb 1, 2019 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021175
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2019 | F | 3,379 | $45.15 | D | 32,924 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants upon the lapse of restrictions on those shares. As previously reported, these shares were granted to Mr. Merten on January 30, 2017.