SEC Form 4 · accession 0000021175-19-000004
CNA FINANCIAL CORP · CNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Craig Mense
Officer — EVP
Period of report
Dec 31, 2018
Accepted (ET)
Jan 4, 2019 · 12:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021175
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2018 | F | 14,099 | $44.06 | D | 118,149 | D | |
| Common Stock | Dec 31, 2018 | F | 11,858 | $44.06 | D | 106,291 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. These shares were previously reported on March 17, 2017. Due to retirement, the vesting dates were accelerated to December 31, 2018.
- F2The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants. These shares were previously reported on March 19, 2018. Due to retirement, the vesting dates were accelerated to December 31, 2018.