SEC Form 4 · accession 0000021175-18-000032

CNA FINANCIAL CORP · CNA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Worldwide P&C Claim

Period of report

Mar 15, 2018

Accepted (ET)

Mar 19, 2018 · 12:31 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000021175

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2,F3	Mar 15, 2018	A	27,314	$0.00	A	77,136	D
Common Stock	Mar 15, 2018	F	6,158	$52.29	D	70,978	D

No Table II lines on this filing.

F1The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2015-2017 performance period, Mr. Pinkes was awarded 7,359 shares of CNA Financial Corporation's common stock.
F2The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2017 performance cycle. 19,955 PSP shares were achieved and will cliff vest on March 15, 2020. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.
F3The Reporting Person received the CNAF shares at no cost.
F4The Company's Incentive Compensation Plan (as amended as of January 1, 2010 and April 27, 2016) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.