SEC Form 4 · accession 0000021175-17-000002
CNA FINANCIAL CORP · CNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F Motamed
Officer — Former Chairman and CEO
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 2:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021175
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | F | 14,277 | $41.62 | D | 610,541 | D | |
| Common Stock | Jan 3, 2017 | F | 26,304 | $41.62 | D | 584,237 | D | |
| Common Stock | Jan 3, 2017 | F | 40,842 | $41.62 | D | 543,395 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants upon the lapse of restrictions on those shares. As previously reported, these shares were granted to Mr. Motamed on February 28, 2013.
- F2The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants upon the lapse of restrictions on those shares. As previously reported, these shares were granted to Mr. Motamed on February 24, 2014.
- F3The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants upon the lapse of restrictions on those shares. As previously reported, these shares were granted to Mr. Motamed on March 18, 2015.