SEC Form 4 · accession 0000021175-16-000152
CNA FINANCIAL CORP · CNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry A. Haefner
Officer — EVP & Chief Actuary
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 12:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021175
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2016 | A | 9,182 | $31.21 | A | 22,231 | D | |
| Common Stock | Mar 15, 2016 | F | 3,689 | $31.21 | D | 18,542 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Company's Incentive Compensation Plan (as amended as of January 1, 2010) provides for the issuance of CNA Financial Corporation's common stock under the Long-Term Incentive Plan based upon achievement of predetermined financial goals over a three year period. For 2013-2015 performance period, Mr. Haefner was awarded 9,182 shares of CNA Financial Corporation's common stock.
- F2The Company's Incentive Compensation Plan (as amended as of January 1, 2010) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.