SEC Form 3 · accession 0001193125-26-293184
ITG, Inc./DE/ · ITG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
OAKTREE CAPITAL MANAGEMENT LP
10% Owner
Oaktree Capital Holdings, LLC
10% Owner
OCM ITG Aggregator, LLC
10% Owner
Period of report
Jul 1, 2026
Accepted (ET)
Jul 1, 2026 · 9:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0002110117
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1,F2 | holding | — | — | — | 26,005,508 | I | See footnotes | |
| Class B common stockF2,F3 | holding | — | — | — | 31,880,101 | I | See footnotes |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LLC InterestsF2,F3,F4 | — | holding | — | — | — | — | — | Class A common stock | 31,880,101 | — | I |
Explanation of responses
- F1The reported securities are directly held by OCM Power VI AIV Holdings (Delaware), L.P.
- F2Oaktree Capital Holdings, LLC ("OCG") and Oaktree Capital Group Holdings GP, LLC ("OCGH"), in its capacity as the duly appointed manager of OCG, indirectly control each of the direct holders of the reported securities and Oaktree Capital Management, L.P. ("OCM") is the indirect investment manager of each of the direct holders of the securities. Accordingly, OCG, OCGH, and OCM may each be deemed to beneficially own the reported securities, but each of the Reporting Persons disclaims beneficial ownership except to the extent of its pecuniary interest therein.
- F3The reported securities represent common units of ITG Parent, LLC ("LLC Interests") and an equal number of non-economic voting shares of Class B common stock, each directly held by OCM ITG Aggregator, LLC.
- F4Each LLC Interest, upon the cancellation of an equal number of shares of Class B common stock, may be exchanged from time to time, for an equal number of shares of Class A common stock (or, at the election of a majority of the Issuer's disinterested directors, a cash payment equal to a volume-weighted average market price of one share of Class A common stock for each LLC Interest).