SEC Form 4 · accession 0001225208-18-016342
CLOROX CO /DE/ · CLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dawn C Willoughby
Officer — EVP-COO
Period of report
Dec 4, 2018
Accepted (ET)
Dec 7, 2018 · 8:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2018 | M | 16,375 | $123.09 | A | 32,409 | D | |
| Common Stock | Dec 4, 2018 | M | 10,235 | $135.57 | A | 42,644 | D | |
| Common StockF1 | Dec 4, 2018 | S | 2,608 | $165.1383 | D | 40,036 | D | |
| Common StockF2 | Dec 4, 2018 | S | 23,342 | $164.5326 | D | 16,694 | D | |
| Common Stock | Nov 15, 2018 | G | 2,482 | $0.00 | D | 930 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $135.57 | Dec 4, 2018 | M | 10,235 | D | Sep 12, 2018 | Sep 12, 2027 | Common Stock | 10,235 | 30,705 | D |
| Stock Option (Right to Buy) | $123.09 | Dec 4, 2018 | M | 16,375 | D | Sep 13, 2017 | Sep 13, 2026 | Common Stock | 16,375 | 16,375 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $165.0050 to $165.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $164.00 to $165.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Shares transferred as a bona fide gift without any consideration.