SEC Form 4 · accession 0001225208-18-000439
CLOROX CO /DE/ · CLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Esther Lee
Director
Period of report
Dec 29, 2017
Accepted (ET)
Jan 3, 2018 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021076
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F3 | — | Feb 10, 2017 | A | 24 | A | — | — | Common Stock | 24 | 3,868 | D |
| Deferred Stock UnitsF1,F3 | — | May 5, 2017 | A | 23 | A | — | — | Common Stock | 23 | 3,891 | D |
| Deferred Stock UnitsF1,F3 | — | Aug 4, 2017 | A | 24 | A | — | — | Common Stock | 24 | 3,916 | D |
| Deferred Stock UnitsF1,F3 | — | Nov 13, 2017 | A | 24 | A | — | — | Common Stock | 24 | 3,940 | D |
| Deferred Stock UnitsF1,F3 | — | Dec 29, 2017 | A | 1,002 | A | — | — | Common Stock | 1,002 | 4,942 | D |
Explanation of responses
- F11-for-1
- F2Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.
- F3The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.
- F4Annual award of Deferred Stock Units pursuant to the 2005 Stock Incentive Plan.