SEC Form 4 · accession 0001225208-17-014217
CLOROX CO /DE/ · CLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R. Costello
Officer — SVP - International
Period of report
Aug 17, 2017
Accepted (ET)
Aug 21, 2017 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2017 | G | 185 | $0.00 | D | 20,044 | D | |
| Common Stock | Feb 22, 2017 | G | 100 | $0.00 | D | 19,944 | D | |
| Common Stock | Aug 17, 2017 | A | 3,572 | $137.17 | A | 24,062 | D | |
| Common Stock | Aug 17, 2017 | F | 83 | $137.17 | D | 23,979 | D | |
| Common StockF5 | Aug 18, 2017 | F | 146 | $137.73 | D | 23,867 | D | |
| Common StockF6 | holding | — | — | — | 1,260 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares transferred as a bona fide gift without any consideration.
- F2Settlement of 2014 Performance Unit Grant that vested 8/17/2017, which the reporting person has elected to defer pursuant to the 2005 Stock Incentive Plan.
- F3Withholding of stock to pay certain taxes under the Company's Stock Withholding Arrangement.
- F4Withholding of shares by the Company to satisfy certain tax obligations applicable to the payout of Common Stock underlying settlement of 2011 Performance Unit Grant that vested on 8/18/2014, which the reporting person had elected to defer pursuant to the 2005 Stock Incentive Plan.
- F5Includes 34 shares acquired pursuant to a dividend reinvestment feature of the Company's Stock Incentive Plan.
- F6Includes 31.4080 shares acquired during the fiscal year pursuant to the Company's 401(k) Plan.