SEC Form 4 · accession 0001225208-17-000367
CLOROX CO /DE/ · CLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Carmona
Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021076
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F3 | — | Feb 12, 2016 | A | 94 | A | — | — | Common Stock | 94 | 15,726 | D |
| Deferred Stock UnitsF1,F3 | — | May 6, 2016 | A | 93 | A | — | — | Common Stock | 93 | 15,819 | D |
| Deferred Stock UnitsF1,F3 | — | Aug 12, 2016 | A | 95 | A | — | — | Common Stock | 95 | 15,914 | D |
| Deferred Stock UnitsF1,F3 | — | Nov 14, 2016 | A | 113 | A | — | — | Common Stock | 113 | 16,027 | D |
| Deferred Stock UnitsF1,F3 | — | Dec 30, 2016 | A | 1,137 | A | — | — | Common Stock | 1,137 | 17,163 | D |
Explanation of responses
- F11-for-1
- F2Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.
- F3The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.
- F4Annual award of Deferred Stock Units pursuant to the 2005 Stock Incentive Plan.