SEC Form 4 · accession 0001225208-16-038992
CLOROX CO /DE/ · CLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura Stein
Officer — EVP - General Counsel
Period of report
Sep 2, 2016
Accepted (ET)
Sep 7, 2016 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 23, 2016 | G | 318 | $0.00 | D | 48,501 | D | |
| Common Stock | Sep 2, 2016 | M | 40,950 | $72.11 | A | 89,451 | D | |
| Common StockF2,F3 | Sep 2, 2016 | S | 38,882 | $131.6903 | D | 50,569 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $72.11 | Sep 2, 2016 | M | 40,950 | D | Sep 11, 2013 | Sep 11, 2022 | Common Stock | 40,950 | 13,650 | D |
Explanation of responses
- F1Shares transferred as a bona fide gift without any consideration.
- F2This transaction was executed in multiple trades at prices ranging from $131.45 to $132.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Includes 190 shares acquired pursuant to a dividend reinvestment feature of the Company's Stock Incentive Plan.