SEC Form 4 · accession 0001225208-16-038615
CLOROX CO /DE/ · CLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon M Balousek
Officer — SVP - GM, Specialty Div
Period of report
Aug 29, 2016
Accepted (ET)
Aug 31, 2016 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 29, 2016 | M | 5,123 | $74.09 | A | 15,384 | D | |
| Common StockF1,F2 | Aug 29, 2016 | S | 5,136 | $131.1365 | D | 10,248 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $74.09 | Aug 29, 2016 | M | 5,123 | D | Jan 2, 2014 | Jan 2, 2023 | Common Stock | 5,123 | 1,707 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $131.10 to $131.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes 75 shares acquired pursuant to a dividend reinvestment feature of the Company's Stock Incentive Plan.