SEC Form 4 · accession 0001225208-15-020880
CLOROX CO /DE/ · CLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon M Balousek
Officer — SVP - GM, Specialty Div
Period of report
Nov 10, 2015
Accepted (ET)
Nov 13, 2015 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2015 | M | 16,163 | $72.11 | A | 26,896 | D | |
| Common Stock | Nov 10, 2015 | M | 4,050 | $68.15 | A | 30,946 | D | |
| Common StockF1 | Nov 10, 2015 | S | 19,272 | $122.253 | D | 11,674 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $72.11 | Nov 10, 2015 | M | 16,163 | D | Sep 11, 2013 | Sep 11, 2022 | Common Stock | 16,163 | 5,387 | D |
| Stock Option (Right to Buy) | $68.15 | Nov 10, 2015 | M | 4,050 | D | Sep 13, 2012 | Sep 13, 2021 | Common Stock | 4,050 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $122.17 to $122.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.