SEC Form 4 · accession 0001225208-15-018546
CLOROX CO /DE/ · CLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Foster
Officer — EVP Product Supply
Period of report
Sep 15, 2015
Accepted (ET)
Sep 17, 2015 · 8:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 17, 2015 | M | 5,443 | $84.45 | A | 18,730 | D | |
| Common StockF2 | Sep 17, 2015 | S | 1,551 | $114.8754 | D | 17,179 | D | |
| Common StockF3 | Sep 17, 2015 | S | 3,710 | $113.9195 | D | 13,469 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $111.60 | Sep 15, 2015 | A | 19,010 | A | Sep 15, 2016 | Sep 15, 2025 | Common Stock | 19,010 | 19,010 | D |
| Stock Option (Right to Buy) | $84.45 | Sep 17, 2015 | M | 5,443 | D | Sep 17, 2014 | Sep 17, 2023 | Common Stock | 5,443 | 10,885 | D |
Explanation of responses
- F1Transaction executed pursuant to a pre-planned trading program adopted by reporting person on December 9, 2014, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- F2This transaction was executed in multiple trades at prices ranging from $114.64 to $115.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $113.64 to $114.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Option vests in 4 equal installments - 1/4 on each of the first, second, third and fourth anniversaries of the grant date.