SEC Form 4 · accession 0001225208-15-018388
CLOROX CO /DE/ · CLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Foster
Officer — EVP Product Supply
Period of report
Sep 11, 2015
Accepted (ET)
Sep 15, 2015 · 7:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2015 | M | 7,185 | $72.11 | A | 19,886 | D | |
| Common StockF2 | Sep 11, 2015 | S | 6,866 | $109.1953 | D | 13,020 | D | |
| Common Stock | Sep 14, 2015 | M | 5,400 | $68.15 | A | 18,420 | D | |
| Common StockF3,F4 | Sep 14, 2015 | S | 5,133 | $109.5267 | D | 13,287 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $72.11 | Sep 11, 2015 | M | 7,185 | D | Sep 11, 2013 | Sep 11, 2022 | Common Stock | 7,185 | 7,185 | D |
| Stock Option (Right to Buy) | $68.15 | Sep 14, 2015 | M | 5,400 | D | Sep 13, 2012 | Sep 13, 2021 | Common Stock | 5,400 | 0 | D |
Explanation of responses
- F1Transaction executed pursuant to a pre-planned trading program adopted by reporting person on December 9, 2014, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- F2This transaction was executed in multiple trades at prices ranging from $108.61 to $109.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $109.14 to $109.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Includes 206 shares acquired pursuant to a dividend reinvestment feature of the Company's Stock Incentive Plan.