SEC Form 4/A · accession 0001026608-18-000037
ACME UNITED CORP · ACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Walter C Johnsen
Officer — CEO and Chairman of the Board · Director · 10% Owner
Period of report
Aug 23, 2018
Accepted (ET)
Aug 27, 2018 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002098
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 23, 2018 | M | 5,000 | $10.10 | A | 309,373 | D | |
| Common StockF1 | Aug 23, 2018 | D | 5,000 | $21.46 | D | 304,373 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $10.10 | Aug 23, 2018 | M | 5,000 | D | Aug 3, 2014 | Aug 3, 2020 | Common Stock | 5,000 | 409,792 | D |
Explanation of responses
- F1This amendment to Form 4 filed by the reporting person on August 24, 2018 is to correct the sale price for the trade reported