SEC Form 4 · accession 0001026608-17-000042
ACME UNITED CORP · ACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter C Johnsen
Officer — CEO and Chairman of the Board · Director · 10% Owner
Period of report
Aug 22, 2017
Accepted (ET)
Aug 23, 2017 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002098
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2017 | M | 2,104 | $10.10 | A | 307,610 | D | |
| Common Stock | Aug 21, 2017 | S | 2,104 | $27.12 | D | 305,506 | D | |
| Common Stock | Aug 22, 2017 | M | 4 | $10.10 | A | 305,510 | D | |
| Common Stock | Aug 22, 2017 | S | 4 | $27.00 | D | 305,506 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $10.10 | Aug 21, 2017 | M | 2,104 | D | Aug 3, 2014 | Aug 3, 2020 | Common Stock | 2,104 | 333,296 | D |
| Employee Stock Option | $10.10 | Aug 22, 2017 | M | 4 | D | Aug 3, 2014 | Aug 3, 2020 | Common Stock | 4 | 333,292 | D |