SEC Form 4 · accession 0001026608-17-000026
ACME UNITED CORP · ACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richmond Y Holden Jr.
Director
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002098
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2017 | M | 2,490 | $11.63 | A | 18,190 | D | |
| Common Stock | Jun 1, 2017 | D | 2,490 | $27.89 | D | 15,700 | D | |
| Common Stock | Jun 1, 2017 | M | 3,750 | $9.26 | A | 19,450 | D | |
| Common Stock | Jun 1, 2017 | D | 3,750 | $27.89 | D | 15,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $11.63 | Jun 1, 2017 | M | 2,490 | D | Apr 20, 2010 | Apr 19, 2020 | Common Stock | 2,490 | 24,250 | D |
| Employee Stock Option | $9.26 | Jun 1, 2017 | M | 3,750 | D | Apr 20, 2011 | Apr 25, 2021 | Common Stock | 3,750 | 20,500 | D |