SEC Form 4 · accession 0001026608-17-000024
ACME UNITED CORP · ACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter C Johnsen
Officer — CEO and Chairman of the Board · Director · 10% Owner
Period of report
May 25, 2017
Accepted (ET)
May 30, 2017 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002098
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 25, 2017 | M | 2,200 | $13.19 | A | 307,706 | D | |
| Common Stock | May 25, 2017 | S | 2,200 | $27.70 | D | 305,506 | D | |
| Common Stock | May 25, 2017 | M | 200 | $13.19 | A | 305,706 | D | |
| Common Stock | May 25, 2017 | S | 200 | $27.75 | D | 305,506 | D | |
| Common Stock | May 25, 2017 | M | 100 | $13.19 | A | 305,606 | D | |
| Common Stock | May 25, 2017 | S | 100 | $27.55 | D | 305,506 | D | |
| Common Stock | May 25, 2017 | M | 200 | $13.19 | A | 305,706 | D | |
| Common Stock | May 25, 2017 | S | 200 | $27.72 | D | 305,506 | D | |
| Common Stock | May 25, 2017 | M | 9 | $13.19 | A | 305,515 | D | |
| Common Stock | May 25, 2017 | S | 9 | $27.61 | D | 305,506 | D | |
| Common Stock | May 25, 2017 | M | 1,700 | $13.19 | A | 307,206 | D | |
| Common Stock | May 25, 2017 | S | 1,700 | $27.78 | D | 305,506 | D | |
| Common Stock | May 25, 2017 | M | 100 | $13.19 | A | 305,606 | D | |
| Common Stock | May 25, 2017 | S | 100 | $27.80 | D | 305,506 | D | |
| Common Stock | May 25, 2017 | M | 200 | $13.19 | A | 305,706 | D | |
| Common Stock | May 25, 2017 | S | 200 | $27.51 | D | 305,506 | D | |
| Common Stock | May 25, 2017 | M | 1,100 | $13.19 | A | 306,606 | D | |
| Common Stock | May 25, 2017 | S | 1,100 | $27.73 | D | 305,506 | D | |
| Common Stock | May 25, 2017 | M | 134 | $13.19 | A | 305,640 | D | |
| Common Stock | May 25, 2017 | S | 134 | $27.60 | D | 305,506 | D | |
| Common Stock | May 25, 2017 | M | 100 | $13.19 | A | 305,606 | D | |
| Common Stock | May 25, 2017 | S | 100 | $27.52 | D | 305,506 | D | |
| Common Stock | May 25, 2017 | M | 190 | $13.19 | A | 305,696 | D | |
| Common Stock | May 25, 2017 | S | 190 | $27.56 | D | 305,506 | D | |
| Common Stock | May 25, 2017 | M | 17 | $13.19 | A | 305,523 | D | |
| Common Stock | May 25, 2017 | S | 17 | $27.58 | D | 305,506 | D | |
| Common Stock | May 25, 2017 | M | 100 | $13.19 | A | 305,606 | D | |
| Common Stock | May 25, 2017 | S | 100 | $27.64 | D | 305,506 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $13.19 | May 25, 2017 | M | 6,350 | D | Aug 7, 2012 | Aug 6, 2018 | Common Stock | 6,350 | 336,793 | D |