SEC Form 4 · accession 0001026608-17-000019
ACME UNITED CORP · ACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter C Johnsen
Officer — CEO and Chairman of the Board · Director · 10% Owner
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002098
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2017 | M | 200 | $13.19 | A | 305,706 | D | |
| Common Stock | Apr 28, 2017 | S | 200 | $28.78 | D | 305,506 | D | |
| Common Stock | Apr 28, 2017 | M | 400 | $13.19 | A | 305,906 | D | |
| Common Stock | Apr 28, 2017 | S | 400 | $28.97 | D | 305,506 | D | |
| Common Stock | Apr 28, 2017 | M | 243 | $13.19 | A | 305,749 | D | |
| Common Stock | Apr 28, 2017 | S | 243 | $29.14 | D | 305,506 | D | |
| Common Stock | Apr 28, 2017 | M | 300 | $13.19 | A | 305,806 | D | |
| Common Stock | Apr 28, 2017 | S | 300 | $28.92 | D | 305,506 | D | |
| Common Stock | Apr 28, 2017 | M | 1,114 | $13.19 | A | 306,620 | D | |
| Common Stock | Apr 28, 2017 | S | 1,114 | $29.00 | D | 305,506 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $13.19 | Apr 28, 2017 | M | 3,501 | D | Aug 7, 2012 | Aug 6, 2018 | Common Stock | 3,501 | 281,899 | D |