SEC Form 4 · accession 0001026608-17-000017
ACME UNITED CORP · ACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter C Johnsen
Officer — CEO and Chairman of the Board · Director · 10% Owner
Period of report
Apr 27, 2017
Accepted (ET)
Apr 28, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002098
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2017 | M | 200 | $13.19 | A | 305,706 | D | |
| Common Stock | Apr 27, 2017 | D | 200 | $28.85 | D | 305,506 | D | |
| Common Stock | Apr 27, 2017 | M | 100 | $13.19 | A | 305,606 | D | |
| Common Stock | Apr 27, 2017 | D | 100 | $28.80 | D | 305,506 | D | |
| Common Stock | Apr 27, 2017 | M | 100 | $13.19 | A | 305,606 | D | |
| Common Stock | Apr 27, 2017 | D | 100 | $28.82 | D | 305,506 | D | |
| Common Stock | Apr 27, 2017 | M | 4,500 | $13.19 | A | 310,006 | D | |
| Common Stock | Apr 27, 2017 | D | 4,500 | $28.70 | D | 305,506 | D | |
| Common Stock | Apr 27, 2017 | M | 100 | $13.19 | A | 305,606 | D | |
| Common Stock | Apr 27, 2017 | D | 100 | $28.90 | D | 305,506 | D | |
| Common Stock | Apr 27, 2017 | M | 100 | $13.19 | A | 305,606 | D | |
| Common Stock | Apr 27, 2017 | D | 100 | $28.84 | D | 305,506 | D | |
| Common Stock | Apr 27, 2017 | M | 4,900 | $13.19 | A | 310,406 | D | |
| Common Stock | Apr 27, 2017 | D | 4,900 | $28.71 | D | 305,506 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $13.19 | Apr 27, 2017 | M | 10,000 | D | Aug 7, 2012 | Aug 6, 2018 | Common Stock | 10,000 | 283,400 | D |