SEC Form 4 · accession 0001026608-17-000016
ACME UNITED CORP · ACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter C Johnsen
Officer — CEO and Chairman of the Board · Director · 10% Owner
Period of report
Apr 26, 2017
Accepted (ET)
Apr 28, 2017 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002098
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 26, 2017 | M | 700 | $14.93 | A | 306,206 | D | |
| Common Stock | Apr 26, 2017 | D | 700 | $28.30 | D | 305,506 | D | |
| Common Stock | Apr 26, 2017 | M | 300 | $14.93 | A | 305,806 | D | |
| Common Stock | Apr 26, 2017 | D | 300 | $28.25 | D | 305,506 | D | |
| Common Stock | Apr 26, 2017 | M | 200 | $14.93 | A | 305,706 | D | |
| Common Stock | Apr 26, 2017 | D | 200 | $28.19 | D | 305,506 | D | |
| Common Stock | Apr 26, 2017 | M | 400 | $14.93 | A | 305,906 | D | |
| Common Stock | Apr 26, 2017 | D | 400 | $28.17 | D | 305,506 | D | |
| Common Stock | Apr 26, 2017 | M | 800 | $14.93 | A | 306,306 | D | |
| Common Stock | Apr 26, 2017 | D | 800 | $28.12 | D | 305,506 | D | |
| Common Stock | Apr 26, 2017 | M | 100 | $14.93 | A | 305,606 | D | |
| Common Stock | Apr 26, 2017 | D | 100 | $28.20 | D | 305,506 | D | |
| Common Stock | Apr 26, 2017 | M | 900 | $14.93 | A | 306,406 | D | |
| Common Stock | Apr 26, 2017 | D | 900 | $28.20 | D | 305,506 | D | |
| Common Stock | Apr 26, 2017 | M | 500 | $14.93 | A | 306,006 | D | |
| Common Stock | Apr 26, 2017 | D | 500 | $28.13 | D | 305,506 | D | |
| Common Stock | Apr 26, 2017 | M | 400 | $14.93 | A | 305,906 | D | |
| Common Stock | Apr 26, 2017 | D | 400 | $28.14 | D | 305,506 | D | |
| Common Stock | Apr 26, 2017 | M | 700 | $14.93 | A | 306,206 | D | |
| Common Stock | Apr 26, 2017 | D | 700 | $28.12 | D | 305,506 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $14.93 | Apr 26, 2017 | M | 5,000 | D | Jun 13, 2011 | Jun 12, 2017 | Common Stock | 5,000 | 295,400 | D |